Firm / Disclosures
Disclosures & regulatory information.
The documents that describe who we are, how we’re paid, and the standards we’re held to — in the format regulators require and the plain English we prefer.
Registration status
Xel Wealth Management, Inc. (“XWM”) is a Registered Investment Adviser. XWM offers advisory services only to clients, or prospective clients, in states where XWM and its representatives are properly licensed or exempt from licensure. XWM is licensed in California, Oregon, and Florida. Registration as an investment adviser does not imply a certain level of skill or training.
Form ADV Part 2A — Firm Brochure
Our Form ADV Part 2A describes our services, fees, conflicts of interest, and disciplinary history. A current copy is available free of charge by request at wealth@xeladvisors.com or +1 (909) 750-0462, and via the SEC’s Investment Adviser Public Disclosure website.
Form CRS — Client Relationship Summary
Our Form CRS summarizes the relationships and services we offer, our fees, conflicts of interest, and required disclosures in a short standardized document. A current copy is available free of charge on request via the contacts above.
No advice, no offer
Content on this website is provided for general information only and is not investment, tax, legal, or accounting advice, nor an offer or solicitation to buy or sell any security. Nothing here should be read as a recommendation of any particular strategy, product, or security. Advice is provided only under a written advisory agreement, based on a client’s individual circumstances.
Investment risk
Investing involves risk, including the possible loss of principal. Diversification and asset allocation do not ensure a profit or protect against loss. Past performance is not a guarantee of future results. Hypothetical or forward-looking statements on this site reflect assumptions that may prove incorrect.
Related firms
Tax, accounting, and business advisory services are provided separately by Xel Advisors, Inc. Insurance products and services are provided separately by XA Insurance Services, Inc. These are affiliated but distinct entities; engaging XWM does not require engaging either affiliate, and each engagement is governed by its own agreement and its own compensation, which is disclosed to you.
CFP® certification marks
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Third-party links
Links to third-party websites (including custodians, planning tools, scheduling tools, and regulators) are provided for convenience. XWM does not control and is not responsible for their content, and a link is not an endorsement.